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A Compact for Open-Access Publication

Cornell, Dartmouth, Harvard, Massachusetts Institute of Technology, and the University of California, Berkeley Announce Joint Support for Open-Access Publication; Additional Research Institutions Invited to Join the Five-Member Compact

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September 14, 2009—Five of the nation's premier institutions of higher learning—Cornell, Dartmouth, Harvard, the Massachusetts Institute of Technology, and the University of California, Berkeley—today announced their joint commitment to a compact for open-access publication.

Open-access scholarly journals have arisen as an alternative to traditional publications that are founded on subscription and/or licensing fees. Open-access journals make their articles available freely to anyone, while providing the same services common to all scholarly journals, such as management of the peer-review process, filtering, production, and distribution.

According to Thomas C. Leonard, university librarian at UC Berkeley, "Publishers and researchers know that it has never been easier to share the best work they produce with the world. But they also know that their traditional business model is creating new walls around discoveries. Universities can really help take down these walls and the open-access compact is a highly significant tool for the job."

The economic downturn underscores the significance of open-access publications. With library resources strained by budget cuts, subscription and licensing fees for journals have come under increasing scrutiny, and alternative means for providing access to vital intellectual content are identified. Open-access journals provide a natural alternative.

As Dartmouth Provost Barry P. Scherr sees it, "Supporting open-access publishing is an important step in increasing readership of Dartmouth research and, ultimately, the impact of our research on the world."

Since open-access journals do not charge subscription or other access fees, they must cover their operating expenses through other sources, including subventions, in-kind support, or, in a sizable minority of cases, processing fees paid by or on behalf of authors for submission to or publication in the journal. While academic research institutions support traditional journals by paying their subscription fees, no analogous means of support has existed to underwrite the growing roster of fee-based open-access journals.

Stuart Shieber, Harvard's James O. Welch, Jr. and Virginia B. Welch Professor of Computer Science and Director of the University's Office for Scholarly Communication, is the author of the five-member compact. According to Shieber, "Universities and funding agencies ought to provide equitable support for open-access publishing by subsidizing the processing fees that faculty incur when contributing to open-access publications. Right now, these fees are relatively rare. But if the research community supports open-access publishing and it gains in importance as we believe that it will, those fees could aggregate substantially over time. The compact ensures that support is available to eliminate these processing fees as a disincentive to open-access publishing."

The compact supports equity of the business models by committing each university to the timely establishment of durable mechanisms for underwriting reasonable publication fees for open-access journal articles written by its faculty for which other institutions would not be expected to provide funds.

Additional universities are encouraged to visit the compact web site and sign on.

Cornell Provost Kent Fuchs offers his perspective on participating in the compact. "As part of its social commitment as a research university," Fuchs says, "Cornell strives to ensure that scholarly research results are as widely available as possible. The Compact for Open-Access Publishing Equity could increase access to scholarly literature while at the same time ensuring that the valuable services that publishers provide are supported."

A full account of the motivation for the compact can be found in the article "Equity for Open-Access Journal Publishing," published in the open-access journal Public Library of Science Biology.

"Supporting OA journals is an investment in a superior system of scholarly communication," states Peter Suber of the Scholarly Publishing and Academic Resources Coalition (SPARC) in Washington, DC, and a fellow of Harvard Law School's Berkman Center and Harvard University's Office for Scholarly Communication. "Before this compact, a number of funding agencies and universities were willing to pay OA journal processing fees on behalf of their grantees and faculty. It's significant that five major universities recognize the need to join the effort, extend fee subsidies to a wider range of publishing scholars, enlist other institutions, and start to catch up with their long practice of supporting traditional—or non-OA—journals."

Summing up the compact, MIT Provost L. Rafael Reif observes, "The dissemination of research findings to the public is not merely the right of research universities: it is their obligation. Open-access publishing promises to put more research in more hands and in more places around the world. This is a good enough reason for universities to embrace the guiding principles of this compact."

For more details, read the Library Notes interview with Stuart Shieber.

 

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